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Compliance Associate

Company: The Voleon Group
Location: Berkeley
Posted on: November 12, 2021

Job Description:

Voleon is a technology company that applies state-of-the-art machine learning techniques to real-world problems in finance. For more than a decade, we have led our industry and worked at the frontier of applying machine learning to investment management. We have become a multi-billion-dollar asset manager, and we have ambitious goals for the future.. Your colleagues will include internationally recognized experts in machine learning research as well as highly experienced finance and technology professionals. You will be working with strategies that are at the forefront of machine learning and statistical trading. The product of many years of meticulous research and craftsmanship, the strategies have been carefully designed to generate non-correlated returns.. In addition to our enriching and collegial working environment, we offer highly competitive compensation and benefits packages, unparalleled access to our experts and founders, a beautiful modern office, daily catered lunches, and more.. As a Compliance Associate, you will work in the Legal and Compliance Department to help ensure that the firm's business activities are conducted in strict accordance with regulatory requirements. You will have the opportunity for broad exposure to the firm's trading, operations, and research groups. You will also handle issues related to the firm's investment products in a fast-paced, constantly evolving regulatory environment. This role is a means to make a difference: ensuring compliance is a critical prerequisite to operating in our regulated industry.. Responsibilities. Help oversee and implement the firm's compliance program (e.g., compliance manual and code of ethics requirements). Prepare regulatory filings (e.g., Form D, Blue Sky, EU Short Selling). Design automated compliance monitoring reports. Work on projects to maintain the firm's high standards of compliance with new and existing regulations. Collaborate with Legal and Compliance staff to support the firm's business units. Requirements. 1-5 years of experience with demonstrated talent in academic and/or professional endeavors. Prior experience in compliance, investment management (particularly work with registered investment advisers), or paralegal work is preferred. Exceptional attention to detail. Superior organization and administrative acumen. Ability to simultaneously manage multiple responsibilities and deadlines. Strong written and verbal skills. Candidates will be required to prepare and submit a work sample for evaluation. Bachelor's degree or higher educational attainment. Authorization to work in the United States. "Friends of Voleon" Candidate Referral Program. If you have a great candidate in mind for this role and would like to have the potential to earn $7,500 if your referred candidate is successfully hired and employed by The Voleon Group, please use this form to submit your referral. For more details regarding eligibility, terms and conditions please make sure to review the Voleon Referral Bonus Program.. Equal Opportunity Employer. The Voleon Group is an Equal Opportunity employer. Applicants are considered without regard to race, color, religion, creed, national origin, age, sex, gender, marital status, sexual orientation and identity, genetic information, veteran status, citizenship, or any other factors prohibited by local, state, or federal law.

Keywords: The Voleon Group, Berkeley , Compliance Associate, Other , Berkeley, California

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